Teams at Capital

Drive compliance operations for an Australian OTC-derivatives business under AFSL, ASIC, and AML/CTF requirements. Responsibilities include overseeing KYC/AML onboarding, maintaining policies and compliance registers, supporting regulatory and audit requests, testing controls, conducting risk assessments, driving remediation, and preparing board and committee reports. The role requires financial-markets compliance experience, strong regulatory knowledge, analytical ability, and confident stakeholder communication.

In this role, a Data Engineer will develop and maintain data pipelines, implement quality checks, enhance reporting processes, and collaborate with stakeholders.